Cyprus Securities and Exchange Commission | Circulars CIF
Circulars CIF
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Circulars CIF

10 Jul. 2019
C328 - Country-by-country reporting as required by paragraph 18 of CySEC's Directive 144-2014-14 for the prudential supervision of Investment Firms (the 'Directive')
10 Jul. 2019
C327 - ESMA'S and EBA'S Single Rulebooks
10 Jul. 2019
C326 - Introduction of CySEC's Form 144-14-11 'Prudential Supervision Information
28 Jun. 2019
C323 - CIFs regarding RBS-F – Electronic Submission of 2018 Information
10 Jun. 2019
C322 - Regulated Entities regarding Form RECD
16 May. 2019
C313 - Findings of desk-based reviews regarding capital adequacy Forms
16 May. 2019
C312 - Findings of Review into Key Information Documents (the “KID”) on Packaged Retail and Insurance – based Investment Products (PRIIPs)
10 May. 2019
C318 - National Risk Assessment on Money Laundering and Terrorist Financing – Automated screening systems to enhance customer due diligence measures
10 May. 2019
C317 - National Risk Assessment on Money Laundering and Terrorist Financing -Improvement of data collection and statistics by Regulated Entities
07 May. 2019
C315 - National Risk Assessment on Money Laundering and Terrorist Financing - Regulated Entities’ ta
07 May. 2019
C314 - Common weaknesses/deficiencies and good practices identified during the onsite inspections pe
22 Apr. 2019
C311 - ESMA’s MiFID II supervisory briefing on a) appropriateness and execution-only, and b) suitability
03 Apr. 2019
C308 - CIFs - Quarterly Statistics Form, version 3, for the 31/03/2019 submission
28 Mar. 2019
C307 - Findings of the assessment of Compliance Officers' Annual Reports and the Internal Audit Reports on the prevention of money laundering and terrorist financing
28 Mar. 2019
C305 - Inclusion of interim profits in Common Equity Tier 1 Capital
26 Mar. 2019
C302 - CIFs - Volume of CIFs transactions analysis
22 Mar. 2019
C304 - Deadline for application to United Kingdom's Financial Conduct Authority Temporary Permissions Regime
22 Mar. 2019
C303 - FATF Public Consultation on the Draft AML Risk Based Approach Guidance for Trust and Company Service Providers
08 Mar. 2019
C300 - Εvaluation of Cyprus by the Committee of Experts on the Evaluation of AntiMoney Laundering Measures and the Financing of Terrorism (MONEYVAL)
01 Mar. 2019
C299 - Guidance on Identifying, Assessing and Understanding the Risk of Terrorist Financing in Financial Centres
28 Feb. 2019
C298 - Request for the electronic submission of information concerning Regulated Entities' contact details and appointed persons
14 Feb. 2019
C296 - Regarding the Amending AML Law 13(Ι)2018
22 Jan. 2019
C293 - Regulated Entities - Announcement of the United Kingdom's Financial Conduct Authority on the introduction of a Temporary Permissions Regime
17 Jan. 2019
C294 - CIFs, AIFMs, UCITs Management Companies - MiFID II Guidelines on Cross Selling Practices
16 Jan. 2019
C292 - CIFs, ASPs, UCITS M.C., Internally Managed UCITS, AIFMs, Internally Managed AIFs, Internally Managed AIFLNPs, Companies with sole purpose the management of AIFLNPs - National Risk Assessment on Money Laundering and Terrorist Financing
Displaying results 226-250 (of 598)
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