Cyprus Securities and Exchange Commission | Circulars M.C UCITS & UCITS

05 Jul. 2017

C 218 - Consultation Paper on regulatory technical standards to strengthen group-wide money laundering and terrorist financing risk management (EBA, EIOPA and ESMA – ‘ESAs’)

12 Jun. 2017

C215 M.C. UCITS, AIF, AIFLNP regarding RBS-F - Electronic submission of 2016 information

28 Apr. 2017

C205 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - Consultation Paper on draft Guidelines to p

03 Apr. 2017

C197 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - ESAs Joint Opinion on the risks of money laundering and terrorist financing affecting the Union’s financial sector

31 Mar. 2017

C196 CIFs, ASPs, UCITS, UCITS MC, AIFMs, AIFs, AIFLNPs - Article 68C of the Prevention and Suppressi

01 Mar. 2017

C191 CIF, ASP, M.C. UCITS, UCITS, AIF, AIFM - Compliance with reporting and other obligations

22 Feb. 2017

C189 CIFs, ASPs, UCITS, UCITS Μ.C., AIFMs, AIFs, AIFLNPs - Findings of the assessment of the Complia

14 Feb. 2017

C186 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs - Executive Summary in the Compliance Officer’s Annual Report and the Internal Audit Report on the prevention of money laundering and terrorist financing

09 Feb. 2017

C184 CIFs, UCITS, AIFM - Executive Summary in the reports of the Compliance, Risk Management and Internal Audit Functions

13 Dec. 2016

C173 UCITS ManCo, self-managed UCITS – guidelines on sound remuneration policies

22 Sep. 2016

C161 CIFs, UCITS, AIFMs - Data collection exercise by the European Banking Authority for the potential reform of prudential requirements applicable to MiFID investment firms and firms providing services under MiFID

31 Aug. 2016

C157(Re-Issuing of C143) CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs regarding the application of articles 61 and 62 of the Prevention and Suppression of Money Laundering and Terrorist Financing Law of 2007

25 Jul. 2016

C152 CIFs, ASPs, UCITS, AIFM, AIF, AIFLNP - Common and recurring observations from on-site inspections in relation to the prevention of money laundering and terrorist financing

24 Jun. 2016

C143 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs, AIFLNPs - Αpplication of articles 61 and 62 of the Prevention and Suppression of Money Laundering and Terrorist Financing Law of 2007

16 Jun. 2016

C137 AIFM, UCITS Investment Companies, UCITS M.C. - Regulation 2015-2365

19 May. 2016

C132 CIFs, ASPs, M.C UCITS, UCITS, AIF, AIFM - Leak of documents of the company Mossack Fonseca (“Panama Papers”)

16 May. 2016

C129 CIFs, UCITs MC, AIFMs, SM AIFs regarding RBS-F - Electronic submission of 2015 information

12 Apr. 2016

C125 - Leak of documents of the company Mossack Fonseca (“Panama Papers”)

24 Feb. 2016

C119 CIF, UCITS MC, AIFM, SM AIF, ASP Compliance Officer's Annual Report on the prevention of money laundering and terrorist financing-Electronic Submission

18 Feb. 2016

C116 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs regarding the Rehabilitation of Offenders Regulations of 2015

15 Feb. 2016

C115 CIF's, M.c. UCITS, UCITS, AIF, AIFM & EMIR - European Regulation (EU) No 648/2012 on Over the Counter Derivatives, Central Counterparties and Trade Repositories – Latest Developments

27 Jan. 2016

C109 CIFs, UCITS MC, AIFMs, SM AIFs & ASPs - RBS-F Electronic submission of 2015 information

26 Jan. 2016

C108 CIFs, UCITS, M.C. UCITS, AIFs, AIFMs, ASPs - Change of name and/or trade name

29 Dec. 2015

C104 CIF, UCITS, AIFM Marketing of Open Ended Undertaking in Collective Investments in Transfer Securities (UCITS) and Alternative Investment Funds (AIFs) in the Republic

Definition of the term «marketing» of units of Open-Ended Undertakings for Collective Investment in Transferable Securities (UCITS) and Alternative Investment Funds (AIFs) in the Republic

20 Nov. 2015

C095 CIF, UCITS MC, AIFMS, SM AIF, ASP Consultation Paper on the AML/CFT Risk Factors Guidelines - Joint Committee of the three European Supervisory Authorities (EBA, EIOPA and ESMA - 'ESAs')

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